B D Compliance Associates Inc

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127 Main St NW
Lilburn, GA 30047
+1 (770) 923-9632
http://bd-compliance.com

B D Compliance Associates Inc. is a broker dealer compliance consulting firm based in Lilburn, GA, dedicated to providing tailored regulatory compliance solutions for both existing and start-up operations. Founded in 1994 by Carrie Wisniewski, a former FINRA Senior Examiner, the firm boasts a team of professionals with extensive practical and regulatory experience in the industry.

Specializing in broker dealer and registered investment advisor compliance, B D Compliance Associates offers a range of services including policy implementation, staff training, and assistance with FINRA, SEC, and state registrations. The firm is particularly well-suited for small and mid-sized broker dealers lacking in-house compliance resources, ensuring a high level of customer service and support.

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