Northern Lights Distributors, LLC
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Northern Lights Distributors, LLC is a reputable broker-dealer based in Omaha, NE, specializing in the distribution of mutual funds. With a strong emphasis on personalized service, they assist their fund clients in navigating the complex landscape of distribution by collaborating with financial intermediaries and industry partners.
By assigning each client a Compliance Specialist, Northern Lights Distributors ensures adherence to relevant State, Federal, and FINRA regulations. They also facilitate the initiation and development of industry partnerships through their extensive network of established selling agreements, encompassing wire houses, independent broker-dealers, regional broker-dealers, banks, and trust companies. Recognizing the value of collaboration, they foster a partnership approach with their clients, leveraging their industry affiliations to provide introductions to marketing, public relations, web, and media experts, thereby optimizing distribution efforts.
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