Sax Wealth Advisors

We have been in business for over 45 years helping individuals, families and small business secure their financial position for the planned stages in life and unexpected events to grow a more secure and healthier financial future. Our focus is to guide, educate and provide solutions to Baby Boomers and seniors in their quest to secure their financial future. Providing the proper tools to this demographic enables all to LEARN, EXPLORE, and EXAMINE the POSSIBILITIES. Our success is inherent on your success. There are no fees to the consumer for our services. Compensation is paid from the companies whose services and products you select as the solutions to your needs.

Regulatory Compliance in Londonderry, NH offers comprehensive compliance solutions tailored to the financial services industry, catering to broker-dealers and investment advisers. Their services encompass FINRA and state registration compliance, accounting and compliance manuals, internal compliance examinations, and various training materials. With a focus on regulatory adherence, their offerings include AML, branch, SEC/FINRA books and records, as well as 206(4)-7 compliance testing. Additionally, they provide continuing education and series training materials to support clients in maintaining compliance standards. Generated from their available business information